Most onboarding advice is about belonging: buddy systems, welcome lunches, culture decks. That matters — but it is not what this article is about. This is about the unglamorous compliance work that must happen in a new starter's first days and weeks, because when it does not, the consequences are not awkward — they are fines, invalid insurance, unlawful deductions and unenforceable terms. Culture onboarding can be improvised. Compliance onboarding cannot.
Before day one: right to work
The single most time-critical task is the right to work check, which must be completed before employment starts. You have three lawful routes:
- Manual check of original documents (passport, biometric residence permit, the accepted lists on GOV.UK).
- Digital check via a certified Identity Service Provider for British and Irish passport holders.
- Home Office online check for those with digital immigration status, using the employee's share code at gov.uk/prove-right-to-work.
Whichever route you use, keep a dated copy of the evidence — that copy is your "statutory excuse" against a civil penalty. Employing someone without a valid check can attract civil penalties of up to £45,000 per illegal worker for a first breach and £60,000 for repeat breaches under the Immigration, Asylum and Nationality Act 2006, with criminal liability where you knew or had reasonable cause to believe. For time-limited permissions, diarise the follow-up check before expiry. This is the one onboarding task where "I'll sort it next week" is genuinely dangerous.
Day one: the written statement
As covered in our companion piece on contracts for first hires, every worker must receive their written statement of employment particulars on or before day one (section 1, Employment Rights Act 1996). If your contract doubles as the statement and is signed before start, you are compliant. If the contract is "in progress" while the person starts work, you are not.
Week one: payroll, pension and tax
Payroll setup. Get the new starter's P45 or have them complete the HMRC starter checklist (the successor to the P46). Without it, emergency tax codes mean your new hire's first payslip is wrong — a terrible first impression and a deduction headache.
Auto-enrolment assessment. Every employer must assess each worker for pension auto-enrolment from day one of employment. Workers aged 22 to state pension age earning over £10,000 a year must be enrolled into a qualifying scheme; others have rights to opt in or join. Duties start on day one — postponement is possible for up to three months, but only with a formal notice to the worker. The detail lives with The Pensions Regulator. If your first hire is also your first auto-enrolment duty, set the scheme up before the start date, not after.
P46-era habits die hard. A surprising number of small employers still ask new starters for "their P45 or nothing" and leave them on emergency code for months. The starter checklist exists precisely so the hire is not punished for a previous employer's paperwork speed.
Statutory Sick Pay readiness. Check the payroll can handle SSP correctly. Note that the Employment Rights Act reforms include changes to SSP — notably removal of the waiting days and the lower earnings limit — so verify the current SSP rules on GOV.UK rather than assuming the old three-waiting-days pattern still applies.
Week one: policies and acknowledgements
You cannot hold someone to a policy they have never seen. In week one, the new starter should receive — and acknowledge in writing — at minimum:
- the disciplinary and grievance procedures (a legal particular if not in the statement itself);
- health and safety policy (legally required in writing if you have five or more employees — Health and Safety at Work etc. Act 1974, section 2(3));
- data protection / privacy notice for employees (UK GDPR Article 13 transparency obligations apply to staff data from collection);
- IT, expenses and any policy that could later justify a deduction or a disciplinary decision.
"Acknowledged in writing" can be as simple as a signature sheet or an HR-system click-through. What matters is that you can prove it two years later.
DBS and other checks. Only run Disclosure and Barring Service checks where the role is eligible — most office roles are not. Over-checking is its own compliance problem.
Month one: the rest of the foundations
- Emergency contact and personal data collected and stored securely, access restricted.
- Holiday entitlement confirmed in writing for the current leave year (pro-rated for part-year starters).
- Equipment and expenses recorded: what was issued, the policy on return.
- Probation reviews scheduled (if your contract has probation — it should) before the diary fills up.
- Training records started: induction training, mandatory safety training, anything regulatory. If it is not recorded, in law's eyes it often did not happen.
Template: first-week compliance tracker
New starter compliance tracker
Name / role / start date:
BEFORE START
[ ] Right to work check completed — method: manual / digital IDSP / online
Evidence copy stored (location): Follow-up check due:
[ ] Signed contract = written statement received before day one
WEEK ONE
[ ] P45 received or HMRC starter checklist completed
[ ] Payroll record created; tax code verified on first payslip
[ ] Auto-enrolment assessment done / postponement notice issued
[ ] Policies issued and acknowledged (list): disciplinary, grievance,
H&S, privacy notice, IT, expenses
[ ] Employee privacy notice provided
[ ] Emergency contact details collected and stored securely
[ ] Holiday entitlement for leave year confirmed in writing
[ ] Equipment issued recorded
MONTH ONE
[ ] Probation reviews scheduled (dates):
[ ] Mandatory training completed and recorded
[ ] DBS / other checks completed ONLY if role-eligible
The practical takeaway
None of this is difficult. All of it is sequential, dated and provable — which is exactly why it fails when it lives in someone's memory. Turn it into a checklist attached to every hire, whoever is hiring, and the compliance layer of onboarding stops depending on anyone having a good week.
If you are hiring your first employees — or you suspect your current onboarding would not survive an HMRC or Home Office visit — book a discovery call with The People Powered at start a conversation with The People Powered.
This article is general guidance for employers, not legal advice on a specific case.

